Catalyst Edge · Scanner · Tickers · OPTT
CATALYST DOSSIER · UPDATED 2026-09-28

$OPTT

utilities · convergence 35 · conviction HIGH
Convergence Score
35
Conviction
HIGH
Signals Firing
19
Track Record
20/28
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Why $OPTT?

OPTT 35 HIGH utilities

Quantitative

  • Revenue (CY2026Q2): $1.7M (+44.1% YoY)
  • Net Income (CY2026Q2): $-10.5M (-42.6% YoY)

Catalysts

  • Deal terms: earnout 2026-08-24

Risks

  • Hard-to-borrow / FTD risk: Borrow rate 6.0%, distress score 24
  • Auditor change / restatement: going_concern on

Bear case

  • Orphan-aggregator sector lean against: Sector utilities aggregating -3 from 31 alt-data spokes

Sympathy basket (cerebro)

  • MAIR via industrials r=+0.66 sympathetic (score 31)
  • ELMT via industrials r=+0.66 sympathetic (score 29)
  • FTHM via real_estate r=+0.66 sympathetic (score 19)
  • OPEN via real_estate r=+0.66 sympathetic (score 16)
  • VYLR via staples r=+0.61 sympathetic (score 26)
  • FAMI via staples r=+0.61 sympathetic (score 20)

Finance Desk Verdict

Independent agent review — valuation, statement audit, and earnings read on the latest filing.

Valuation: overvaluedAudit: redDesk score: 11/100

Classic reverse-split-then-dilute trap: the 536% '90-day gain' is entirely accounting fiction from a ~1:29 reverse split, and OPTT immediately followed it with a dilutive debt+equity financing package — avoid until the Item 1.01 contract is confirmed as non-dilutive revenue.

Bull case: Item 1.01 agreement could represent a DoD, DOE, or international maritime contract that validates the technology and provides non-dilutive milestone payments. Item 7.01 Reg FD disclosure may reveal a named strategic partner. If the EX-99.1 press release announces a commercial deployment, the financing could be bridge capital ahead of a transformative revenue event.

Bear case: Reverse split → immediate PIPE/convertible is the canonical small-cap value destruction loop: compliance split buys 180 days of listing, PIPE investors receive shares at a discount with registration rights, they sell into any price strength, volume dries up, stock grinds back toward the pre-split equivalent. Volume has already collapsed from 762K (day of split) to 69K on 2026-09-25. Zero news coverage, zero moat score, and three large exhibit files (134K, 334K, 98K bytes) suggesting complex, investor-favorable contract terms all point to this outcome.

Signals Firing

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Each tag is a spoke that flagged this ticker today. Weights tuned weekly against published outcomes.

Recent SEC Filings

Pick Track Record

DateListNext-day max runNext-day closeHit +2%?
2026-09-23sec_top_gappers+4.1%-5.0%✓ hit
2026-09-23sec_top_moat_emerging+4.1%-5.0%✓ hit
2026-09-17sec_top_gappers+13.5%+9.3%✓ hit
2026-09-17sec_top_moat_emerging+13.5%+9.3%✓ hit
2026-09-16sec_top_gappers+9.3%+6.0%✓ hit
2026-09-16sec_top_moat_emerging+9.3%+6.0%✓ hit
2026-09-15sec_top_gappers+1.0%-11.2%—
2026-09-15sec_top_moat_emerging+1.0%-11.2%—
2026-09-14sec_top_gappers-4.8%-24.9%—
2026-09-14sec_top_moat_emerging-4.8%-24.9%—
2026-08-27sec_top_gappers+0.0%-5.6%—
2026-08-27sec_top_moat_emerging+0.0%-5.6%—
Lifetime: 20/28 wins · hit-rate 71.4% on +2% intraday

Sympathy Basket

Tickers Catalyst Edge tracks as moving with this name. Cross-correlation derived from sector + score-cohort proximity.

Earnings Catalyst

No recent earnings event.

Auto-generated from public filings + tier-1 wires. Catalyst Edge publishes its picks and its losses — see the trust report and methodology. Not financial advice. Confirm independently before trading.

You came here for OPTT. You found it after it moved, the same way everyone else did.

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Tier 1 setups touched +2% intraday 48.1% of the time across 343 tracked calls. Baseline for everything else: 40.2%. That is a +7.9 point edge, measured from the NEXT OPEN — the first price you could actually pay, not the prior close. We publish the misses too: https://catalystedgescanner.com/trust/

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